News, Comment & Analysis results for FCA
Compliance Corner: FCA Fines Barclays £40 Million Over 2008 Qatari Capital
Barclays said that it wanted to "draw a line" under the issues and did not want to contest the...
Wealth Sector Welcomes UK Regulator's Non-Financial Misconduct Report
The FCA's study, carried out over a three-year period, shines a light on issues such as...
Wealth Managers Cautiously Welcome FCA's Sustainability Labels
The Financial Conduct Authority labelling regime aims to qualify sustainable investment funds,...
Compliance Corner: FCA Fines UK's Starling Over Financial Crime Failings
The latest compliance news: regulatory developments, punishments, guidance, permissions and new...
Fidelity Gains FCA Approval To Launch Long-Term Asset Fund
The launch comes as the UK’s Financial Conduct Authority (FCA), along with other regulators,...
UK Calls Financial Firms To Treat PEPs Fairly After 2023 Debanking Storm
The FCA wants financial firms to be careful about the way they handle politically exposed persons....
Compliance Corner: Fenergo, First Abu Dhabi Bank; FCA Delays PEP Report
The latest compliance news: regulatory developments, punishments, guidance, permissions, new...
SJP, ABI Welcome UK Plan On Future Of Targeted Support And Simplified Advice
UK wealth manager St James’s Place and the Association of British Insurers react to the...
Close Brothers Stops Dividend Over FCA Car Finance Review
The board of Close Brothers Group has just released a trading update after the Financial Conduct...
FCA Probes UK Advisors On Consumer Duty Progress
The Consumer Duty regulatory framework, taking force in 31 July, 2023, is designed to improve...