News results for FCA

Compliance
17 March 2021

UK Regulator To Start AML Case Vs NatWest

No individuals are being charged as part of these proceedings, the FCA said. The bank said it was...

Compliance
16 March 2021

FCA Bans Dolfin Financial (UK) From Regulated Activities

The statement, issued on 12 March, said the restrictions were imposed because of concerns about how...

Compliance
14 January 2021

Compliance Corner: FCA

The latest compliance news: regulatory developments, punishments, guidance, permissions and new...

Client Affairs
8 January 2021

FCA Finds Plenty Of Liquidity Stress In UK Firms

In a report out yesterday the regulator said 4,000 firms were in danger of going out of business...

People Moves
4 January 2021

Who's Moving Where In Wealth Management? - FCA

The latest moves in asset and wealth management from across Europe and the UK. ...

People Moves
14 December 2020

Who's Moving Where In Wealth Management? - FCA

The latest senior roles in wealth and asset management from across Europe and the UK. ...

Compliance
7 October 2020

Compliance Corner: Switzerland, FCA Crypto Clampdown

The latest compliance news: regulatory developments, punishments, guidance, permissions and new...

Real Estate
4 August 2020

FCA's Planned Property Funds Shakeup Draws Welcome

The UK's open-ended property markets sector has been hit by a number of problems, with firms...

Compliance
28 July 2020

Compliance Corner: FCA

The latest compliance news: regulatory developments, punishments, guidance, permissions and new...

Compliance
10 July 2020

FCA May Change Property Funds Regime After Redemption Pain

The FCA knows that the UK must ensure that its funds regime isn't hobbled by worries as it moves...

Comment & Analysis results for FCA