Strategy
28 February 2024

SJP, ABI Welcome UK Plan On Future Of Targeted Support And Simplified Advice

UK wealth manager St James’s Place and the Association of British Insurers react to the...

Financial Results
19 February 2024

Close Brothers Stops Dividend Over FCA Car Finance Review

The board of Close Brothers Group has just released a trading update after the Financial Conduct...

Compliance
16 February 2024

FCA Probes UK Advisors On Consumer Duty Progress

The Consumer Duty regulatory framework, taking force in 31 July, 2023, is designed to improve...

Compliance
29 November 2023

Compliance Corner: Alpadis Trust (Switzerland), FINMA, FCA Targets Greenwashing

The latest compliance news: regulatory developments, punishments, guidance, permissions, new...

Surveys
22 November 2023

UK Investors To Diversify Portfolios Over Economic Fears – Survey

The FCA-regulated investment platform Shojin has just released a survey among 2,000 UK adults,...

Compliance
10 November 2023

FCA Fires Warning At Wealth Managers

This week the UK watchdog told wealth managers and stockbrokers about the need to deliver good...

Financial Results
27 October 2023

Profits Tumble At NatWest's Wealth Arm

The private banking and wealth arm of NatWest is battling to recover its fortunes after the impact...

Compliance
16 October 2023

Compliance Corner: The FCA, Equifax

The latest compliance news: regulatory developments, punishments, guidance, permissions, new...

Compliance
13 October 2023

Complance Corner: The FCA, James Staley

The latest compliance news: regulatory developments, punishments, guidance, permissions, new...

Compliance
20 September 2023

"De-Banking" Not A Political Problem Says FCA – Media

The politician at the centre of the "de-banking" row has described the FCA's reported finding that...