News, Comment & Analysis results for FCA
Fidelity Gains FCA Approval To Launch Long-Term Asset Fund
The launch comes as the UK’s Financial Conduct Authority (FCA), along with other regulators,...
UK Calls Financial Firms To Treat PEPs Fairly After 2023 Debanking Storm
The FCA wants financial firms to be careful about the way they handle politically exposed persons....
Compliance Corner: Fenergo, First Abu Dhabi Bank; FCA Delays PEP Report
The latest compliance news: regulatory developments, punishments, guidance, permissions, new...
SJP, ABI Welcome UK Plan On Future Of Targeted Support And Simplified Advice
UK wealth manager St James’s Place and the Association of British Insurers react to the...
Close Brothers Stops Dividend Over FCA Car Finance Review
The board of Close Brothers Group has just released a trading update after the Financial Conduct...
FCA Probes UK Advisors On Consumer Duty Progress
The Consumer Duty regulatory framework, taking force in 31 July, 2023, is designed to improve...
Compliance Corner: Alpadis Trust (Switzerland), FINMA, FCA Targets Greenwashing
The latest compliance news: regulatory developments, punishments, guidance, permissions, new...
UK Investors To Diversify Portfolios Over Economic Fears – Survey
The FCA-regulated investment platform Shojin has just released a survey among 2,000 UK adults,...
FCA Fires Warning At Wealth Managers
This week the UK watchdog told wealth managers and stockbrokers about the need to deliver good...
Profits Tumble At NatWest's Wealth Arm
The private banking and wealth arm of NatWest is battling to recover its fortunes after the impact...