News results for The Financial Conduct Authority

People Moves
1 November 2021

Barclays CEO Departs Over Epstein Link Description

The way that the former CEO described his relationship to the jailed sex offender, and how Barclays...

Compliance
4 May 2021

UK Regulator Consults On SPAC Listing Regime Tweaks

A torrent of SPAC listings has taken place, particularly on Wall Street, and there are 33 estimated...

People Moves
26 February 2021

UK Watchdog Restructures With All-Female Heads

Indicating a need to build efficiencies and take a future-fit data-led approach, the Financial...

People Moves
21 August 2020

Summary Of Global Executive Moves In Global Wealth Management - June 2020

In recent senior moves in the world's wealth management sector, notable cases were those at...

People Moves
6 September 2019

Who's Moving Where In Wealth Management? - The Financial Conduct Authority, London & Capital, Others

The latest moves in wealth management across Europe and the UK. ...

Compliance
23 May 2018

UK Watchdog Growls At Robo-Advisors; Demands Higher Standards

The Financial Conduct Authority has reported on the state of the UK robo-advisor industry and finds...

Compliance
10 April 2018

Moody's Warns New FCA Rules Could Spur Shift To Passive Funds

The credit rating giant has weighed in on new rules aimed at reshaping the UK's £8 trillion asset...

Compliance
13 September 2017

UK Regulator Weighs In On ICOs, Says It May Regulate Certain Fundraisers

The Financial Conduct Authority is the latest in a string of regulators across the world to voice...

People Moves
4 January 2017

Tilney Bestinvest Recruits City Luminary To Head Its Board

The UK investment and financial planning group has appointed a new chairman, subject to approval...

Legal
22 December 2016

Former BlackRock Portfolio Manager Jailed For 18 Months

The Financial Conduct Authority began its investigation into Lyttleton's conduct in 2012. ...

Comment & Analysis results for The Financial Conduct Authority

Uncategorised
14 October 2013

Catalyst Censure Creates slight Confusion

Although the Financial Conduct Authority's recent censure of Catalyst Investment Group Limited...

Uncategorised
9 September 2013

THE UK'S BRIBERY ACT: WHAT IT MEANS FOR WEALTH MANAGERS

With the Financial Conduct Authority reportedly reviewing at least 22 asset management firms for...