News results for MiFID II

Executive Pay
26 August 2021

Executive Pay Watch: Financial Services: New MIFIDPRU Remuneration

Investment firms that come under the umbrella of the European Union's MiFID II directive - a regime...

Compliance
1 April 2020

Turbulent Market Embarrasses Europe's MiFID II

The new rules that came into force at the start of 2018 produced a lot of commentary and reaction....

Compliance
9 May 2019

Writing Good Data Governance Policy in Wealth Management

Recent legislation, such as the EU's GDPR regulations and MiFID II rules mean that wealth managers'...

Industry Surveys
19 February 2019

MiFID II's Research Coverage Big Chill

The study reinforces recent reports that the EU directive has squeezed research and analyst...

Compliance
6 February 2019

EDITORIAL COMMENT: A Year Later, Wealth Managers Still Dislike MiFID II

The directive has, along with other forces, squeezed research and hit liquidity in small- and...

Compliance
4 January 2019

After First Year, MiFID II Draws Faint Praise

Wealth managers aren't yet in the position to give three cheers to the sweeping regulatory changes...

Compliance
29 October 2018

MiFID II Remains Wealth Management, Family Office Priority

More than nine months on from its taking effect, what must the wealth management sector continue to...

Compliance
16 October 2018

HNW Investors Suffering From MiFID II Changes - Nordea Bank

The head of debt and risk solutions and head of markets sales and distribution told Bloomberg that...

Technology
12 October 2018

EDITOR'S CHOICE: Closing MiFID II's Research Gap

This article is this week's editor's choice of the week. ...

Compliance
6 February 2018

Multrees Gets MiFID II Makeover

The firm's enhancements will meet the new 24-hour FCA notification deadlines, it says. ...

Comment & Analysis results for MiFID II

Technology
5 October 2018

Closing MiFID II's Research Gap

European rules changing how wealth managers pay for research have, predictably, squeezed supply,...

Uncategorised
7 August 2018

MiFID II-Created Research Squeeze Hits Activist Shareholders- Industry

A possibly unintended effect of the sweeping EU rules about disclosure of costs and data that came...

Compliance
3 July 2017

Wealth Industry Feels The MiFID II Heat; Big Challenges Remain To Be Overcome - Conference

A strongly-attended conference in London recently tried to get to grips with one of the most...