News results for Financial Market Supervisory Authority

Compliance
30 April 2020

Swiss Regulator Reportedly Poised To Evict Falcon Private Bank

A newswire report, quoting unnamed sources, said the Swiss Financial Market Supervisory Authority...

Compliance
3 February 2017

Swiss Regulator Sanctions, Fines Coutts $6.5 Million Over AML Lapses Relating To 1MDB

The Swiss Financial Market Supervisory Authority collaborated with the Monetary Authority of...

Legal
22 September 2014

Swiss Regulator Initiates Bankruptcy Proceedings Against Espirito Santo

The Swiss Financial Market Supervisory Authority has initiated bankruptcy proceedings against...

Legal
4 September 2014

Swiss Regulator Launches Investigation Into Espirito Santo Group

The Swiss Financial Market Supervisory Authority has launched enforcement proceedings against...

Offshore
1 April 2014

Guernsey Signs MoU With Swiss Market Supervisory Authority

Guernsey’s financial services regulator, the Guernsey Financial Services Commission (GFSC), has...

People Moves
24 March 2014

Insurance Leader At Swiss Financial Regulator Retires

René Schnieper, head of insurance division at the Swiss Financial Market Supervisory Authority,...

Legal
22 November 2013

Swiss Regulator Orders Bank To Repay Profits For Market Manipulation

The Swiss Financial Market Supervisory Authority (FINMA), Switzerland’s financial watchdog, has...

Compliance
22 October 2013

Swiss Regulator Admonishes Three Banks Over Tunisia Accounts - Reports

Switzerland’s Financial Market Supervisory Authority, the regulator, has told HSBC, Union...

Uncategorised
8 October 2013

FINMA Declares More Investor-Protection Over Securities Transactions

The Swiss Financial Market Supervisory Authority (FINMA) has decided to allow securities dealers to...

Compliance
29 March 2012

Wealth Management In Switzerland Must Shun Untaxed Assets: Regulator

...

Comment & Analysis results for Financial Market Supervisory Authority

Compliance
16 February 2021

EXCLUSIVE: Regulatory Overhaul Will Turbocharge EAM Sector - FINMA

The Swiss Financial Market Supervisory Authority speaks to WealthBriefing about the rule changes...