News results for Financial Conduct Authority

People Moves
25 June 2021

Who's Moving Where In Wealth Management? - Financial Conduct Authority, Carmignac, Others

The latest senior moves in wealth management and related sectors across Europe and the UK. ...

Compliance
4 May 2021

UK Regulator Consults On SPAC Listing Regime Tweaks

A torrent of SPAC listings has taken place, particularly on Wall Street, and there are 33 estimated...

People Moves
20 April 2021

Who's Moving Where In Wealth Management? - Financial Conduct Authority

The latest senior moves in wealth and asset management across Europe and the UK. ...

Compliance
16 April 2021

Compliance Corner: Financial Conduct Authority

The latest compliance news: regulatory developments, punishments, guidance, permissions and new...

People Moves
26 February 2021

UK Watchdog Restructures With All-Female Heads

Indicating a need to build efficiencies and take a future-fit data-led approach, the Financial...

Compliance
17 December 2020

Compliance Corner: Financial Conduct Authority, Crypto Assets

The latest compliance news: regulatory developments, punishments, guidance, permissions and new...

Compliance
4 December 2020

Compliance Corner: Financial Conduct Authority

The latest compliance news: regulatory developments, punishments, guidance, permissions and new...

Compliance
6 November 2020

Compliance Corner: UK's Financial Conduct Authority

The latest compliance news: regulatory developments, punishments, guidance, permissions and new...

People Moves
21 August 2020

Summary Of Global Executive Moves In Global Wealth Management - June 2020

In recent senior moves in the world's wealth management sector, notable cases were those at...

Compliance
20 March 2020

Compliance Corner: UK Financial Conduct Authority

The latest compliance news: regulatory developments, punishments, guidance, permissions and new...

Comment & Analysis results for Financial Conduct Authority

Uncategorised
6 November 2013

EUROPE’S AIFMD: THE LATEST IMPLICATIONS FOR UK FUND MANAGEMENT FIRMS

The UK’s Financial Conduct Authority has published a ‘consultation document’ to resolve many...

Uncategorised
6 November 2013

More money-laundering fines on the way in the UK?

The UK's Financial Conduct Authority has published a 'thematic review' of the efficacy of financial...

Uncategorised
14 October 2013

Catalyst Censure Creates slight Confusion

Although the Financial Conduct Authority's recent censure of Catalyst Investment Group Limited...

Uncategorised
9 September 2013

THE UK'S BRIBERY ACT: WHAT IT MEANS FOR WEALTH MANAGERS

With the Financial Conduct Authority reportedly reviewing at least 22 asset management firms for...