News, Comment & Analysis results for Financial Conduct Authority

Strategy
28 February 2024

SJP, ABI Welcome UK Plan On Future Of Targeted Support And Simplified Advice

UK wealth manager St James’s Place and the Association of British Insurers react to the...

Financial Results
19 February 2024

Close Brothers Stops Dividend Over FCA Car Finance Review

The board of Close Brothers Group has just released a trading update after the Financial Conduct...

Compliance
13 September 2023

Compliance Corner: Financial Conduct Authority Tightens Screws On Adverts

The latest compliance news: regulatory developments, punishments, guidance, permissions, new...

Compliance
11 April 2023

Compliance Corner: UK's Financial Conduct Authority

The latest compliance news: regulatory developments, punishments, guidance, permissions, new...

Compliance
21 November 2022

Compliance Corner: Financial Conduct Authority, Sonali Bank (UK)

The latest compliance news: regulatory developments, punishments, guidance, permissions and new...

ESG
27 October 2022

Investors Get Greenwashing Jitters – Research

After the UK’s Financial Conduct Authority released plans to crackdown on firms making...

People Moves
19 October 2022

Senior Figure To Leave FCA In 2023

The latest moves and appointments at the UK's Financial Conduct Authority ...

Compliance
17 October 2022

Compliance Corner: Financial Conduct Authority, Gatehouse Bank

The latest compliance news: regulatory developments, punishments, guidance, permissions and new...

People Moves
11 July 2022

Alder To Chair Embattled UK Financial Conduct Authority

HM Treasury has appointed a new chair to lead the UK's Financial Conduct Authority, starting from...

Compliance
27 June 2022

Financial Conduct Authority's Hiring Campaign To Fight Digital Fraudsters

Sanctions against Russia and other measures have raised the stakes in the fight against potentially...

Comment & Analysis results for Financial Conduct Authority

Uncategorised
6 November 2013

EUROPE’S AIFMD: THE LATEST IMPLICATIONS FOR UK FUND MANAGEMENT FIRMS

The UK’s Financial Conduct Authority has published a ‘consultation document’ to resolve many...

Uncategorised
6 November 2013

More money-laundering fines on the way in the UK?

The UK's Financial Conduct Authority has published a 'thematic review' of the efficacy of financial...

Uncategorised
14 October 2013

Catalyst Censure Creates slight Confusion

Although the Financial Conduct Authority's recent censure of Catalyst Investment Group Limited...

Uncategorised
9 September 2013

THE UK'S BRIBERY ACT: WHAT IT MEANS FOR WEALTH MANAGERS

With the Financial Conduct Authority reportedly reviewing at least 22 asset management firms for...