News results for Financial Conduct Authority

Compliance
20 December 2021

Compliance Corner: HSBC, Financial Conduct Authority

The latest compliance news: regulatory developments, punishments, guidance, permissions and new...

People Moves
1 November 2021

Barclays CEO Departs Over Epstein Link Description

The way that the former CEO described his relationship to the jailed sex offender, and how Barclays...

Compliance
26 October 2021

Compliance Matters: UK Financial Conduct Authority, Long-Term Asset Fund

The latest compliance news: regulatory developments, punishments, guidance, permissions and new...

Compliance
5 August 2021

Compliance Corner: Financial Conduct Authority, Investment Funds Sector

The latest compliance news: regulatory developments, punishments, guidance, permissions and new...

People Moves
25 June 2021

Who's Moving Where In Wealth Management? - Financial Conduct Authority, Carmignac, Others

The latest senior moves in wealth management and related sectors across Europe and the UK. ...

Compliance
4 May 2021

UK Regulator Consults On SPAC Listing Regime Tweaks

A torrent of SPAC listings has taken place, particularly on Wall Street, and there are 33 estimated...

People Moves
20 April 2021

Who's Moving Where In Wealth Management? - Financial Conduct Authority

The latest senior moves in wealth and asset management across Europe and the UK. ...

Compliance
16 April 2021

Compliance Corner: Financial Conduct Authority

The latest compliance news: regulatory developments, punishments, guidance, permissions and new...

People Moves
26 February 2021

UK Watchdog Restructures With All-Female Heads

Indicating a need to build efficiencies and take a future-fit data-led approach, the Financial...

Compliance
17 December 2020

Compliance Corner: Financial Conduct Authority, Crypto Assets

The latest compliance news: regulatory developments, punishments, guidance, permissions and new...

Comment & Analysis results for Financial Conduct Authority

Uncategorised
6 November 2013

EUROPE’S AIFMD: THE LATEST IMPLICATIONS FOR UK FUND MANAGEMENT FIRMS

The UK’s Financial Conduct Authority has published a ‘consultation document’ to resolve many...

Uncategorised
6 November 2013

More money-laundering fines on the way in the UK?

The UK's Financial Conduct Authority has published a 'thematic review' of the efficacy of financial...

Uncategorised
14 October 2013

Catalyst Censure Creates slight Confusion

Although the Financial Conduct Authority's recent censure of Catalyst Investment Group Limited...

Uncategorised
9 September 2013

THE UK'S BRIBERY ACT: WHAT IT MEANS FOR WEALTH MANAGERS

With the Financial Conduct Authority reportedly reviewing at least 22 asset management firms for...