News results for Dubai Financial Services Authority

Uncategorised
6 November 2013

DFSA Fines Ex-Executive at Mystery Wealth Management Firm $7,500

The Dubai Financial Services Authority has imposed a fine on an executive at an unnamed firm for...

Uncategorised
10 October 2013

Leniency for Dubai's Latest Asset Management Fraudster

The Dubai Financial Services Authority has imposed a $20,000 fine and a six-year ban from financial...

Uncategorised
4 October 2013

Dubai and Bank of Lebanon sign MOU

The Banque du Liban (BDL), Lebanon's central bank and regulator, has concluded a memorandum of...

Compliance
25 September 2013

Dubai Regulator Fines Former BNP Paribas Private Banker For Fraud

The Dubai Financial Services Authority has fined a former private banker for BNP Paribas, to pay a...

Uncategorised
12 September 2013

Dubai Regulator Raps Asset Manager On The Knuckles

United Investment Bank Ltd has 30 days to pay US$50,000 to the Dubai Financial Services Authority...

Alt Investments
9 July 2007

Dubai Issues Draft Hedge Fund Code

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Uncategorised
22 June 2007

Dubai Introduces New Property Laws for DIFC

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Compliance
18 June 2007

Gulf Banks Face Major Fraud Threat

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Strategy
12 December 2006

Rothschild Expands Investment Banking into DIFC

Rothschild has been granted a licence from the Dubai Financial Services Authority to operate from...

Family Office
6 December 2006

Gulf Merchant Group Opens for Business in Dubai

UK-regulated Gulf Merchant Group has been licensed by the Dubai Financial Services Authority to...

Comment & Analysis results for Dubai Financial Services Authority

Compliance
26 May 2010

Dubai’s Funds Regime - Changes Afoot

Dubai’s regulator has been looking to revise its funds regime, establishing a panel of experts to...