News, Comment & Analysis results for Financial Services Authority
Compliance Corner: Dubai Financial Services Authority, Mirabaud (Middle East)
The latest compliance news: regulatory developments, punishments, guidance, permissions and new...
A New Director-General To Take Helm Of Labuan Financial Services Authority
A new chief takes over at the jurisdiction's main financial regulator. ...
Banks Face Intensified Scrutiny From Danish Regulator Ahead Of New AML Law
The new law is set to come into effect this month. ...
Barclays Private Client Business Undergoes IoM Licensing Restructure
Yesterday, the Isle of Man's Financial Services Authority posted a statement declaring that...
JTC Gets Green Light For Malta
JTC has received “company service provider” status from the Malta Financial Services...
UK Watchdog Turns Its Gaze To Social Media Financial Promotions; Mixed Reactions
The UK financial watchdog wants to clarify how it controls the way financial and investment firms...
FCA Collects £425 Million In Fines; Posts £29.3 Million Annual Loss
In its first annual report since it replaced the Financial Services Authority last year, the UK...
DFSA Fines Ex-Executive at Mystery Wealth Management Firm $7,500
The Dubai Financial Services Authority has imposed a fine on an executive at an unnamed firm for...
Leniency for Dubai's Latest Asset Management Fraudster
The Dubai Financial Services Authority has imposed a $20,000 fine and a six-year ban from financial...
UK Regulator Examines Issue Of Clients Orphaned By RDR
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Comment & Analysis results for Financial Services Authority
Guaranty Trust Bank - Its Fine In Detail
The UK's thematic review of how banks in the UK manage money-laundering risk in highly risky...
THE FCA INTERVIEW: A NEW WEALTH MANAGEMENT POLICY
Recently CM interviewed Clive Adamson, the genial head of the British FCA’s supervision...
Summary: The UK's FSA Punishes Wealth Management Miscreants
The UK financial regulator has punished a number of wealth managers operating in the country for...
Dubai’s Funds Regime - Changes Afoot
Dubai’s regulator has been looking to revise its funds regime, establishing a panel of experts to...
Retail Financial Services Gear Up For New Rules - Law Firm
The UK financial regulator is looking to raise standards in the market for retail products, but...
Regulators Highlight AML Problems at UK Private Banks
The UK’s financial regulator, the Financial Services Authority warns that private banks operating...
FT.com: FSA Warns of Market Abuse Risk With MiFID
The Financial Services Authority has cautioned that the likely proliferation of trading platforms...
FT.com: Time for New Top Team at FSA
John Tiner may be stepping down as chief executive of the Financial Services Authority before his...
Weekly Futures Technical Analysis
Researched by Brad Lambert. Trend Analysis Ltd. Authorized and Regulated by the Financial...
Weekly Foreign Exchange Technical Analysis
Researched by Brad Lambert. Trend Analysis Ltd. Authorized and Regulated by the Financial...
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