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Compliance Register awards – the list for 2013

Chris Hamblin

Clearview Publishing

12 December 2013

Every year the genial, diminutive Ben Goh of the Compliance Register doles out the most famous set of compliance awards in the UK and he always puts on a good show. This year was no exception, with Ben in cracking form as lead singer and compère at the Lancaster Hotel in London. His rendition of a karaoke classic popular in the offshore centres of East Asia wowed the compliance glitterati before the serious business of the awards began. These were allocated as follows.

Section A for 'excellence'

Section B for regulated firms 

Section C for service providers

Section D – teams

Section E - individuals

The awards were presented at lightning speed, with each drum-roll following hard on the heels of its predecessor. Once every winner had walked up the red carpet to receive his or her well-earned samurai figurine, the compliance officers proceeded to dance the night away. To contact the Compliance Register, an international compliance officers' and senior financial executives' organisation, go to http://www.compliancer.com.