Broadridge Financial Solutions appointed Richard Terblanche as vice president, global distribution data solutions within its growing Data-Driven Fund Solutions business. He is based in London; the role is a newly-created one. 

Moonfare, a global private markets investment platform and manager, appointed Chris Maule as head of UK, based in London. Prior to this role, Maule spent six years leading Connection Capital’s private client and family office distribution strategy. 

Global service provider Hawksford made a trio of director-level promotions in its Jersey, Ireland and Singapore offices. Those promoted to director were Edward McFadyen within fund services in Jersey, Sally-Ann Tinkler who is now director of accounting and tax in Singapore, and Jenny Monaghan in private client services in Ireland.

UK wealth management and corporate advisory group Foster Denovo appointed Chris Thomas as director of investments, formalising his leadership of the firm’s in-house investment proposition. Thomas was previously head of investments.

Amundi made a number of senior appointments.
Philippe D’Orgeval, deputy chief investment officer and Sarah Finkelstein, chief transformation officer, were appointed to join the General Management Committee, which includes chief executive officer Valerie Baudson and CIO Vincent Mortier. D’Orgeval previously served as CEO of Amundi in the UK. Finkelstein has been with the asset manager for almost three years. 

Strategy and finance is led by Nicolas Calcoen, deputy chief executive officer; clients (covering both retail and institutional) is headed up by Fannie Wurtz, deputy general manager, head of clients group; investments are led by Vincent Mortier, deputy general manager, CIO; operations and technology are headed by Claire Cornil, chief operating officer; and transformation, people and communication are led by Finkelstein, chief transformation officer.

Amundi also said Thierry Ancona had become vice-chair of the clients group; Gaëtan Delculée was made head of distribution and private banks; Alexandre Lefebvre is head of the private assets and alternatives business; and Adrienne Meunier became deputy head of human resources.

Deutsche Bank Private Bank appointed Adam Wereszczynski and Andrew Pryor as managing directors within its UK client coverage team, based in the UK. They joined from Royal Bank of Canada, where they were part of the Enterprise Strategic Client Group.

London-headquartered Burgess Mee, a family law firm, appointed Susie Barter as a partner. She joined from Child & Child, where she was a partner and head of the family law team.

UK-based RBC BlueBay Asset Management made two additional senior hires in France:  Suzanne Dos Santos Wahl joined as head of institutional and Julien Jacquet as director of business development for the financial institutions. Based in the firm’s Paris premisses, they report to RBC BlueBay’s head of France, Doris Santillana.

Afin Bank appointed Beth Jeffs as head of product and proposition. Jeffs was previously senior mortgage propositions manager at the Nottingham Building Society. Before that she worked at providers including HSBC, Coventry Building Society and Sainsbury’s Bank in product and credit risk areas. Jeffs reports to Charles Resnick, chief financial officer for Afin Bank.

UK-based Clarion Wealth Planning recruited Mike Barnes as its newest financial planner. 

Norman K, a cross-border wealth manager, appointed three senior figures in its London business. Nicolas Salnikoff was named as managing director of the London office, Jeremy Harding was appointed as head of wealth management and Henry Idun became head of credit and real estate capital.

The Financial Conduct Authority named Simon Walls as permanent executive director, markets; and Johan Sekora was appointed as chief operating officer.

Chartwell Capital, an independent investment advisor, appointed David Gibson-Moore as senior advisor. Gibson-Moore has more than three decades of experience spanning global banking, investment management and corporate finance, with a long track record across the Gulf region. 

Quintet Private Bank, parent of Brown Shipley, appointed Dr Otto Huber as group chief financial officer and a member of the Authorized Management Committee. He succeeded Nicholas Harvey, who stepped down. Harvey joined Quintet as group chief financial officer in 2018, after serving for five years as deputy CEO of Precision Capital, a firm which represents the interests of Quintet’s shareholder. He left to pursue other professional opportunities. Most recently, Dr Huber served as head of structured solutions and treasury at Bank Vontobel in Switzerland.

Jersey-headquartered Aztec Group appointed Benjamin Lucas as chief executive officer. He succeeded Sean Hagerty, who ha led the group as interim CEO since October 2025. Previously, Hagerty was CEO at Amundi Technology. Prior to Amundi, he held senior leadership positions at EY and KPMG, where he was UK head of asset management and global head of asset management consulting.

Foster Denovo, a UK-wide wealth management and corporate advisory consultancy, promoted Helen Lovett to group managing director. The role is newly formed. 

Peel Hunt expanded its London Financial Institutions Group (FIG) team with three new hires: Rae Maile and Ross Luckman as research analysts, and Sefa Yakpo as an associate in the Investment Banking department.

P1 Investment Management appointed Joanne Benson and Emma Clarke as investment managers. Benson joined from Copia Capital, where she was managing director of the discretionary investment management business. Clarke was previously with HFMC Wealth.

Paris-based asset manager Carmignac appointed Yunfan Bao as a new co-manager for its Carmignac China New Economy fund.

EFG International CEO Giorgio Pradelli became the chairman of the Swiss Bankers Association in September, taking the helm from bank industry veteran Marcel Rohner, who chose to step down after a five-year stint. Pradelli, remains as CEO of EFG.

Bloomsbury Money, a Jersey-regulated money services business specialising in global payment solutions and treasury management, appointed Chris Clarke as its new compliance head. Clarke previously worked at Oak Group. 

Allspring Global Investments™, an independent global asset management company, appointed Sophie Freemantle as head of international product. She reports to Rick Genoni, global head of product development and innovation.

Jersey-headquartered Suntera Global, a multi-jurisdictional provider of fund, corporate and private wealth services, appointed Frank Hattann as its chief commercial officer. Hattann is based in Dublin.

London-headquartered Titanbay, a European private markets infrastructure provider, appointed Stéphane Corsaletti as strategic advisor. 

W1M Wealth Management appointed Nick Travis as a portfolio manager in its private wealth team. Travis was formerly head of entrepreneurs at Evelyn Partners for more than seven years. 

Janus Henderson appointed Jacob Rowe as director within the UK client group. He is based in London and reports to Sam Mettrick, head of UK intermediary sales. 

M&G Investments appointed Lee Tindell as asset management chief information and technology officer. Tindell joined from Mercuria, where he was CTO for applications. Prior to Mercuria, he held technology leadership positions at Man Group.

Capital Generation Partners, a private investment office serving families, trusts, and endowments, appointed former JP Morgan Private Bank figure Chady Jouni as chief investment officer.  

JTC Law appointed Stefan Schausberger as head of private client and international trusts. Based in Jersey, Schausberger advises international corporate and private clients. He has more than a decade of offshore legal experience. 

Azora Capital appointed Anne-Jan Jager as managing director in its business development and strategy team, to lead its international expansion. 

Pictet Asset Management appointed Malick Badjie as global co-head of sales, and a member of the executive committee, alongside Niall Quinn, global co-head of sales. Previously, Badjie spent nine years at Robeco. Badjie succeeded Luca Di Patrizi who stepped down after 27 years at the firm.

Universal Investment Group appointed Nils Mordt as head of international sales and relationship management. He is based in London.

Muzinich & Co, a global public and private corporate credit specialist, appointed Shailaja Krishnamurthy as director, business development as part of its continuing expansion in the Middle East.

London-based law firm Wedlake Bell appointed Hetty Gleave from Fladgate as a partner and promoted Paul Ashcroft and Rachel Fitzgerald to the partnership.

Aberdeen Investments promoted Kate McGrath to head of ESG, fixed income. She succeeded Marianne Zangerl, who was appointed global head of multi asset and alternative investment solutions. McGrath reports to Jonathan Mondillo, global head of fixed income.

Consello, a global advisory and investment platform, appointed Olivia Pirovano as global chief strategy officer, based in its London office.

Monaco-headquartered Azura Partners appointed Amit Mehta as partner to support the firm’s expansion into the Non-Resident Indian (NRI) market and globally mobile ultra-high net worth client segments.

Aberdeen Investments appointed Marianne Zangerl as global head of multi asset and alternative investment solutions. She succeeded Darren Wolf, who left to pursue new opportunities after 14 years with the business. Zangerl, based in London, reports to Peter Branner, chief investment officer. 

Lulworth Investment Partners appointed two board members: Jane Tufnell as chair and Phil Morris as non-executive director. 

Maurice Turnor Gardner, a private client law firm, appointed Paul Whitehead as senior partner with immediate effect. He succeeded Clare Maurice, one of the firm’s founding partners.

Alumia, a MiFID-regulated investment advisory and fund distribution firm, and Universal Investment, a prominent European fund service platform and a strategic shareholder in Alumia, appointed Jeremy Albrecht as a member of Alumia’s board of managers. Albrecht, CEO and country head of Universal-Investment Luxembourg and UI efa SA, is an industry leader with over 20 years of experience in financial services.

Asia-Pacific
Standard Chartered appointed Shebani Baweja as group chief data officer. She reports to Alvaro Garrido, chief operating officer for technology and operations and chief information officer for information security and data.

Siang Jin Foo joined Deutsche Bank Private Bank as a team lead in the Southeast Asia team, reporting to Esther Wong, Southeast Asia market head and head of Institutional Wealth Management. Foo has served in leadership roles at Bank Julius Baer, Credit Suisse, HSBC Private Bank and UOB Private Bank.

International law firm Charles Russell Speechlys appointed Kevin Lee as head of private client in Asia, as part of the firm's investment in its international private client offering and its Asia presence. Lee joined with partner Wei Kang, two associates and one legal executive from Stephenson Harwood. Lee's experience spans Hong Kong, Singapore, the US, Canada and the UK.

Wei Kang joined as a private client partner in Hong Kong.

HSBC appointed Edward Chiu as onshore Taiwan market head, HSBC Private Bank. Chiu has served as head of Premier Elite at HSBC Taiwan since 2024. Prior to joining HSBC, he held senior positions at DBS and Citibank. In his new role, Chiu leads the onshore private banking business in Taiwan, working with the other lines of business to deliver holistic solutions for Taiwanese clients. He reports to Kanas Chan, head of Private Bank, North Asia and Hong Kong, and Kevin Hu, head of International Wealth and Premier Banking, Taiwan.

Manulife Hong Kong and Macau named a new chief executive officer, Wilton Kee, who succeeded Patrick Graham, former chief executive officer of Manulife Hong Kong and Macau. Kee, who joined Manulife in 2013, served in senior leadership roles across pricing, product, health and finance in Hong Kong and Macau. Previously, he was chief product officer and later took on the additional role of head of health. In 2022, he was appointed chief financial officer, and in March 2026, took on additional responsibilities as deputy chief executive officer.

Ocorian appointed Francel Fullard as head of private clients, Hong Kong. Fullard has more than 10 years' experience in the legal and fiduciary services sector. She previously worked at Trident Trust for more than four years.

The chief investment officer of Columbia Threadneedle Investments, William Davies, decided to retire after 33 years' service at the firm, stepping down on 30 June 2026. William F "Ted" Truscott, chief executive officer of Columbia Threadneedle, acts as interim global chief investment officer until a successor for Davies is found.

Howden, a global insurance intermediary group, appointed Alaric Lee as chief executive officer for Hong Kong. Lee succeeded Alfred Sham, who moved to Singapore to take on the role of chief strategy officer for Asia. Lee was previously chief commercial officer, Asia, spending more than a decade in Hong Kong. Sham, who led the Hong Kong business for the past two years, during which time it has doubled in size, has a broader new remit.

LGT appointed Anchalee Bunsongsikul as chief executive of LGT Securities (Thailand). Ekkapob Makeguljai was previously chief executive officer of LGT's Thailand business. Most recently, Bunsongsikul was president and chief executive officer, Thailand and representative offices, for Standard Chartered.

Franklin Templeton appointed Jiun Wen Chee as private markets head for the APAC Wealth business, based in Singapore. He reports functionally to Jeff Masom, head of US distribution and the firm's Global Wealth Management Private Markets, and regionally to Christian Bucaro, head of Wealth, Asia. Most recently, he served as a managing director at Bank of Singapore, where he led the bank's alternative investments platform.

Dechert added a two-partner team in its corporate and securities practice group. David Cho rejoined the firm, while Min Kim joined the team. Both previously worked at Milbank.

UOB Private Bank appointed Paul Zhou as market head for Greater China. Prior to this, Zhou had been head of sales and distribution at UOB China since 2018. Before that, Zhou held senior leadership positions at Ping An Trust and Citibank.

BNP Paribas appointed Gary O'Brien as head of financial intermediaries and corporate clients (FI&C) line for its securities services business in Asia-Pacific. Based in Australia, O'Brien reports to Franck Dubois, Asia-Pacific securities head at the French banking group. O'Brien has more than 20 years' experience at BNP Paribas.

International law firm Simmons & Simmons appointed Han Ming Ho, who joined from Reed Smith, to strengthen its asset management and investment funds capability in Singapore. Han Ming Ho is a Singapore-qualified funds lawyer.

Julius Baer appointed Kunal Sumaya as interim country head for India, following the departure of Umang Papneja, who decided to leave to pursue other opportunities. Sumaya, who is continuing to serve as head of global Non-Resident Indians, has been in that role at the bank since 2022.

UBS made appointments in its global wealth management team in Southeast Asia. Vivian Li stepped into a new role as senior client advisor within global family and institutional wealth for Singapore; she moved from her position as advisory and sales head of premium advisory specialists for Southeast Asia. Shane Huang assumed the role of advisory and sales head of premium advisory specialists for Southeast Asia, succeeding Li. Cheng Chi Li became head of equity and structured products (EQSP) sales for Singapore, taking up Huang's previous role.

Northern Trust appointed David Sara as regional head of industry development, Asia-Pacific, based in Melbourne.

Deutsche Bank Private Bank appointed Dominic Cheung as director in the investment management team within its North Asia region. Based in Hong Kong and reporting to Cora Chiu, head of investment management, North Asia, Cheung most recently worked at JP Morgan.

Bank of Singapore said Ranjit Khanna stepped down as head of private banking for the Middle East, global South Asia and International.

Natixis Corporate & Investment Banking, part of Natixis, appointed Adel Afiouni as senior country manager, group regional head for the Middle East, Caucasus & Central Asia (CCA). Based in Dubai, Afiouni reports to Bruno Le Saint, chief executive officer, Asia-Pacific & Middle East. Afiouni is responsible for all business across the Middle East and CCA regions, including Turkey and Egypt. Afiouni has worked in investment banking, global markets and client coverage roles in London, New York and Paris over a 30-year career.

Citigroup appointed Raj Rathi as head of mergers and acquisitions in India. Based in Mumbai, Rathi also assumed coverage responsibility for digital infrastructure, electronic manufacturing services (EMS) and select B2B commerce companies.

North America
SEI appointed Nathan Shetty as chief investment officer (CIO). Shetty, who has more than 20 years of experience leading global, multi-asset investment businesses, most recently served as senior managing director and head of multi-asset at Nuveen Asset Management. 

Advisory firm TritonPoint Partners said Richard and Robert Sichel  had joined the firm; they are located in the Philadelphia area. Previously, Richard Sichel managed about $350 million in assets, serving multi-generational families, professionals, business owners, retirees, and institutions. Richard Sichel served as executive vice president and senior investment strategist at The Philadelphia Trust Company, and Robert Sichel was a partner and head of the Fiduciary Practice at K&L Gates.

Scottsdale, Arizona-headquartered Amplify Technolgy, an AI-native registered investment advisor (RIA) growth platform, appointed Adam Scully-Power as managing director, enterprise strategy. Most recently, he served as managing director at Nebo Wealth, a GMO company. He also spent 23 years at Columbia Threadneedle Investments.

Cohen & Steers, a New York-listed investment firm, appointed Amit Muni as chief financial officer. He reports to Joseph Harvey, CEO and succeeded Michael Donohue, who had served as interim CFO since October 17, 2025. 

FNZ, a global wealth management platform, appointed David Moss as its group chief product officer, based n New York City. Moss reports to Roman Regelman, FNZ group president. Prior to this, Moss worked at BNY.

Alpha Capital Family Office appointed Henry Pizzutello as a partner to lead its expansion into Texas with offices in The Woodlands and Beaumont. Prior to this, Pizzutello worked at AC Family Office from HFG Wealth Management, where he served as chief investment officer and led portfolio management for the firm. 

Fiduciary Trust Company appointed Frank Brochin as chief investment officer. Prior to this, Brochin was CIO of the family office practice at Focus Partners Wealth. This was a replacement position for FTC's former CIO, Hans Olsen, who left to pursue other opportunities.

Crusonia Wealth Advisors, an independent RIA, welcomed Ryan Csrnko to its team. He worked for several years at independent advisory practices across Colorado. 

Ascentis Wealth Management, part of Dallas-headquartered Ascentis Holdings, added wealth advisor Ryan Uszenski to the platform. Uszenski has more than 20 years of experience and about $160 million in client assets. Previously, Uszenski founded Century Wealth Advisors. 

Rockefeller Global Family Office set up a presence in Naples, Florida. It added Coplin Wealth Partners, a team that had previously been with Morgan Stanley. Coplin is led by private advisor and managing director Steven Coplin. The team also includes private advisor and senior vice president Ryan Sherman, private advisors and vice presidents Lynette Susi and Caroline Coplin, chief operating officer and VP Ashley Gegenwarth, client relationship associate Biagio Delboccio and client associate Phoebe Coplin.  

Rossby Financial appointed a new chief operating officer, Lindsay Evans. Evans was previously vice president of product at caregiver connector tech company Kare, a customer advisory board member at both Checkr and Twilio, and director of product management at Uniguest.

Envestnet appointed David Kamerman to lead its Canada business, where he also serves as strategic relationship manager for clients in the country. 

Orion Advisor Solutions appointed former AssetMark senior figure Yi-Ching Wu as executive vice president of in its wealth management products and platform area. Wu has more than 20 years of experience leading investment product and platform strategy across wealth and asset management organizations. Before her time at AssetMark, Wu held product development and management positions at Schwab.

The University of Chicago Booth School of Business appointed Robert Stover, Jr as the inaugural executive director of its Family Office Initiative (FOI). Stover has more than 30 years’ experience advising family enterprises, family offices, their principals and family members across North America, Europe, Asia-Pacific and Latin America. Booth’s FOI was founded in October 2024. 

Carnegie Investment Counsel promoted Ben Connard to chief investment officer. Prior to joining Carnegie, Connard spent nine years as a partner and portfolio manager at Eagle Ridge Investment Management and 11 years as an analyst at Laidlaw Group.

Quarles & Brady, a US law firm, said Jennifer Nackley, a trust and estate attorney, rejoined the firm’s Naples, Florida office as a partner. Nackley, who has more than three decades’ private practice experience, previously practiced at a Florida estate planning/administration boutique firm.

Willis Johnson Wealth announced a leadership transition: Nick Johnson was appointed as the chief executive officer. He continues to serve as chief investment officer. Willis Johnson, former CEO and father of Nick, moved to an executive chairman role.

BridgePort Financial Solutions appointed financial services and wealth management industry veteran Clara Sierra as managing director. He reports to Jeff Vivacqua, Cambridge’s president for growth and development.

UBS appointed former JP Morgan figure Rick Penafiel to be market executive for South Florida, a newly-formed market segment for the Swiss bank’s operations in the US. 

In his new role, he reports to Julie Fox, Southeast regional director, and is based in Boca Raton. Penafiel has worked for more than three decades in wealth management. 

Wilde Wealth Management Group, in which Cetera is a strategic minority investor, appointed Erica Bloudek as chief operating officer. Bloudek previously worked at Ashton Thomas Private Wealth, an Arax Investment Partners company, where she served as COO. 

Bogart Wealth, an RIA, appointed Bryce Black as director of corporate development – a newly-formed role. Prior to joining Bogart Wealth, he served as senior vice president of corporate development at Robertson Stephens, and previously had stints at Focus Financial Partners and PwC.

RBC Wealth Management US welcomed the Shannon Ryan Wealth Management Group to its complex in Southern California. Led by financial advisor Shannon Ryan, the team joined from Wells Fargo where it oversaw more than $400 million in client assets. 

Strickoff Financial Services, led by Kive Strickoff, joined the branch channel of Ameriprise Financial, from Commonwealth Financial Network. Strickoff, along with his long-time client service associates Rhonda Sossner and Colleen Barbato, joined The Atlantic Group. 

UBS made a series of appointments: Jeremy Autry joined the firm as a market director in the Manhattan market. He is based in UBS’s 1285 Avenue of the Americas location, reporting to Manhattan market executive Kellie Brady. Autry, who brings 25 years of financial services experience, was previously a market manager for the 5th Avenue market at Morgan Stanley. Harlan S Levinson and Louis F Vargas also joined the firm as financial advisors. 

Law firm Buchalter added a tax and estate planning team to its Portland, Oregon office. The group joined from Stoel Rives LLP. Emily Karr and Susan Bock joined the firm as corporate partners in Portland.  

CIBC Private Wealth US appointed Clark Jorgensen as a senior relationship manager and managing director, based in San Francisco. Jorgensen has more than 25 years of experience advising high net worth individuals, families and foundations, in particular integrating their financial, estate, tax and philanthropic objectives. Most recently, he served as a senior director of portfolio management at BMO Family Office.

Nomura Asset Management appointed Andrew “Andy” Goldberg as chief investment strategist of the firm’s international arm. This was a newly-formed role. Goldberg spent more than two decades at JP Morgan Asset Management and JP Morgan Private Bank.

Sanctuary Wealth brought Iron North Private Wealth and its founders, CEO Brad Desormeaux and president Abigail Allsup into its embrace. The team used to be at UBS. It has set up an office in Coeur d'Alene, Idaho.

AdvizorStack, a wealthtech platform for RIAs, said Kimberly Papedis, president and co-founder of Fusion Financial Partners, joined its advisory board. 

Raymond James
The following individuals joined the group in its different channels:

-- Financial advisor Alister Chick joined the independent advisor channel. Prior to this, Chick worked at Edward Jones where he managed approximately $122 million in client assets. He operates as as Pine & Coast Wealth Advisors, based in Shallotte, North Carolina. 

-- Advisors Nick Weber, Jim Peavey, and Kevin Stone joined the financial institutions division of Raymond James. They sit within First Investments & Planning, located at FNBO (First National Bank of Omaha). The Kansas City-based advisors operate from local offices and collectively manage about $145 million in client assets. They joined from Country Club Trust Company, a subsidiary of Country Club Bank, which FNBO acquired in October.

-- Brent Tiemeyer joined the employee advisor channel; he previously oversaw about $150 million in client assets at Edward Jones.

-- Advisor Daniel Berger joined the employee advisor channel, based in St Louis, Missouri. He previously worked at UBS Financial Services.

-- Advisor Reece Nicholas joined the independent advisor channel. Previously, he worked at Edward Jones where he ran $268 million in client assets. 

-- Financial advisor Tom Palomares joined its independent advisor channel. Palomares was formerly at Edward Jones. Based in Tucson, Arizona, he joined the established SilverTree Wealth Partners team.

-- The firm welcomed financial advisor Karlynn Schramm to its employee advisor channel. Schramm arrived from Gallagher Fiduciary Advisors. She is based in Denver, Colorado.