Vanderbilt hires Howe as CCO

Chris Hamblin

24 January 2019

The large New York broker-dealership and general investment concern already employs Howe to 'onboard' new advisors and advisory teams. He was at 3 Dimensional Wealth Advisory, an independent, multi-disciplinary wealth management firm with a family of financial service companies, until March last year when he moved to Vanderbilt.

3DW is the parent company of: a Registered Investment Advisor (RIA) registered with the US Securities and Exchange Commission, where he oversaw new/existing business, servicing, settlement and reconciliation and acted as 'key liaison' for new advisor/client AUM 'onboarding'; an introducing broker-dealer, to which he applied FINRA, SEC, and SRO rules and regulations and co-ordinated AML testing; a qualified plan and retirement consulting firm; an insurance and employee benefits planning company; and a corporate trust company administration, where he conducted liaison between HNW clients & advisors.