Print this article
ASIC bans financial advisor for five years
Chris Hamblin
10 February 2017
Mr Tindall, of Orange in New South Wales, was an authorised representative of Roan Financial Group Pty Ltd between 9 May 2013 and 19 May 2014, and was based there. Mr Tindall was banned from providing financial services after ASIC found that he had: On 17 January, Tindall applied to the Administrative Appeals Tribunal for a stay of the banning and review of ASIC's decision but was refused. The date for the hearing of review of ASIC's decision has yet to be set.