Print this article

ASIC bans financial advisor for five years

Chris Hamblin

10 February 2017

Mr Tindall, of Orange in New South Wales, was an authorised representative of Roan Financial Group Pty Ltd between 9 May 2013 and 19 May 2014, and was based there.

Mr Tindall was banned from providing financial services after ASIC found that he had:

On 17 January, Tindall applied to the Administrative Appeals Tribunal for a stay of the banning and review of ASIC's decision but was refused. The date for the hearing of review of ASIC's decision has yet to be set.