People Moves
Who's Moving Where In Wealth Management? - FCA, Hargreaves Lansdown, Others
The latest moves in wealth management across the UK, Europe, Middle East and Africa.
Financial Conduct Authority
The Financial
Conduct Authority has appointed Nausicaa Delfas as the
executive director of international.
In this role, Delfas will be responsible for setting and growing
the FCA’s strategy for international engagement, and leading its
delivery.
This will involve leading relationships with foreign regulators,
governments and other stakeholders, and facilitating the FCA’s
work to shape the global regulatory agenda and international
policy.
She will also be leading the delivery of the FCA’s response
throughout the process of withdrawal from the EU, providing
technical support to HM Government, and continuing to work
closely with EU27, international regulators and the financial
services industry, to ensure a smooth transition.
In light of the importance that the FCA places on international
engagement, Delfas will be a member of the FCA’s executive
committee, reporting to its chief executive.
Delfas has been acting chief operating officer and a member of
the FCA’s executive committee, since November 2016. She is
a solicitor, having trained and qualified at law firm Freshfields
in London, where she specialised in EU and financial services
law.
TMF Group
Netherlands-headquartered TMF Group, a financial
services firm which provides funds, and other administration
services in the wealth management space, has signed former
football referee Pierluigi Collina to be a global brand
ambassador.
Collina was named FIFA’s “best referee of the year” six times in
a row, and has officiated at both World Cup and Champions League
finals.
TMF Group said in a statement: “His decisiveness, authority and
understanding of the rules is seen as an ideal fit for TMF Group,
much of whose work revolves around helping their 15,000 clients
navigate overseas regulatory regimes.”
Collina will work alongside Sir Ranulph Fiennes, himself
appointed as a TMF Group ambassador in 2016.
Hargreaves Lansdown
UK-based financial services firm Hargreaves Lansdown has
appointed Deanna Oppenheimer as a director with immediate effect.
She will also join as a non-executive chair and chair of the
nomination committee, with effective 7 February.
Oppenheimer is the senior independent director and chair of
remuneration committee of Tesco, non-executive director and chair
of the remuneration committee of Whitbread, and as a
non-executive director of AXA Group and Worldpay. In the last 5
years, she has also held a directorship at NCR Corp.
According to the firm, she will cease two of her roles by
mid-2018 and these will be announced by the respective boards at
the appropriate time.
Also, Mike Evans will stand down as non-executive chairman and
retire from the board, with effect from 7 February. Chris
Barling will stand down as a non-executive director and the
senior independent non-executive director ("SID") from the same
date.
The firm has appointed Shirley Garrood as SID, with effect from 7
February 2018.
Evans joined the board of Hargreaves Lansdown in September 2006
prior to the IPO in May 2007. Barling has served on the board
since August 2010 and as the SID and chair of the remuneration
committee since October 2013.
LJ Partnership
LJ
Partnership the London-headquartered private wealth
partnership, has appointed Susan Geddes as a managing
director of structured finance in its real estate team.
Geddes has more than 30 years of experience in the real estate
finance market, and joins after ten years in Santander’s
corporate banking division, where she was managing director of
structured real estate finance.
Before joining Santander, she worked for Bank of Scotland for 19
years, latterly as head of real estate finance.