UK Wealth Manager Fined for Regulatory Breach

The UK’s financial regulator, the Financial Services Authority, has fined UK wealth manager Charterhouse Consulting Wealth Management £122,500 for managing discretionary portfolios without permission. According....

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By: Stephen Harris
May 16, 2007
The UK’s financial regulator, the Financial Services Authority, has fined UK wealth manager Charterhouse Consulting Wealth Management £122,500 for managing discretionary portfolios without permission. According....