Toughening Up On Softing: The FSA and Bundled Brokerage and Soft Commission Arrangement

In November last year, The UK's Financial Services Authority (“FSA”) published a supplementary policy statement, Policy Statement 04/23, “Bundled Brokerage and Soft Commission Arrangements”, which sets....

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By: Charlotte Hill
March 10, 2005
In November last year, The UK's Financial Services Authority (“FSA”) published a supplementary policy statement, Policy Statement 04/23, “Bundled Brokerage and Soft Commission Arrangements”, which sets....