Three US Investment Firms Fined for Soft-Dollar Infringements
US investment firms Scudder, Putnam and AllianceBernstein were collectively fined $700,000 by industry regulator NASD for doling out illegal soft-dollar payments designed to curry favour amongst distributors....
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February 13, 2007
US investment firms Scudder, Putnam and AllianceBernstein were collectively fined $700,000 by industry regulator NASD for doling out illegal soft-dollar payments designed to curry favour amongst distributors....
