SEC Acts Against Investment Manager Over Client Assets

The US Securities & Exchange Commission has filed a civil suit against Sentinel Management Group alleging improper commingling of assets and using clients' securities to obtain more than $500 million in....

Click to view the full article


By: Chris Owen
August 23, 2007
The US Securities & Exchange Commission has filed a civil suit against Sentinel Management Group alleging improper commingling of assets and using clients' securities to obtain more than $500 million in....