New US Regulator Fines Morgan Stanley
The newly-created US Financial Industry Regulatory Authority (FINRA) slapped a $6.15 million penalty on Morgan Stanley to settle allegations that it overcharged retail brokerage customers on $59 million....
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August 3, 2007
The newly-created US Financial Industry Regulatory Authority (FINRA) slapped a $6.15 million penalty on Morgan Stanley to settle allegations that it overcharged retail brokerage customers on $59 million....
