HSBC Private Client Stockbroking Business Fined For Client Trades Mix-Up

The UK retail stockbroking arm of HSBC has been fined £100,000 ($176,000) by the UK’s financial regulator, the Financial Services Authority, for a technical error in the reporting of trades. The mistake....

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By: Stephen Harris
December 15, 2005
The UK retail stockbroking arm of HSBC has been fined £100,000 ($176,000) by the UK’s financial regulator, the Financial Services Authority, for a technical error in the reporting of trades. The mistake....