Hardware Ruled Out of US Soft Dollar Commissions

The US Securities and Exchange Commission has published guidance on money managers’ use of soft commissions. The new guidance clarifies traditional research reports, market data, and other items are....

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By: Stephen Harris
July 17, 2006
The US Securities and Exchange Commission has published guidance on money managers’ use of soft commissions. The new guidance clarifies traditional research reports, market data, and other items are....