FSA Hands Out Fines for Failures
THE UK’s FSA, has fined private client stockbroker Carr Sheppards Crosthwaite, part of the Investec Group £500,000 for having "failed to keep fully up to date with regulatory developments after the creation....
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January 9, 2005
THE UK’s FSA, has fined private client stockbroker Carr Sheppards Crosthwaite, part of the Investec Group £500,000 for having "failed to keep fully up to date with regulatory developments after the creation....
