FSA Hands Out Fines for Failures
THE UK�s FSA, has fined private client stockbroker Carr Sheppards Crosthwaite, part of the Investec Group �500,000 for having "failed to keep fully up to date with regulatory developments after the creation....
Click to view the full article
January 9, 2005
THE UK�s FSA, has fined private client stockbroker Carr Sheppards Crosthwaite, part of the Investec Group �500,000 for having "failed to keep fully up to date with regulatory developments after the creation....
