FSA Fines UK Private Client Broker
The UK’s Financial Services Authority has fined private client stockbroker Hoodless Brennan £90,000 ($169,763) for breaking a host of rules with its aggressive sales pitches. The FSA accused the London-based....
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August 18, 2006
The UK’s Financial Services Authority has fined private client stockbroker Hoodless Brennan £90,000 ($169,763) for breaking a host of rules with its aggressive sales pitches.
The FSA accused the London-based....
