European Regulators Propose Far-Reaching Client Suitability Requirements

Extensive changes to client suitability requirements, which would take into account a client’s professional and educational background as well as their familiarity with financial instruments and markets,....

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By: Stephen Harris
July 21, 2005
Extensive changes to client suitability requirements, which would take into account a client’s professional and educational background as well as their familiarity with financial instruments and markets,....